Senior Internal Auditor

Job Description
Interactive Brokers is hiring an experienced auditor to perform independent assessment of its broker dealer entities. Ideal candidate should have prior experience with auditing in the financial services industry.
Responsibilities

Conduct audits of firm’s programs including customer onboarding, customer due diligence, surveillance, sanction, training, etc.
Plan and execute audit test steps
Prepare audit report that document identified control deficiencies
Communicate audit findings to the management and obtain remedial action plans
Track remedial action plans to completion
Keep abreast with various securities, commodities, banking regulations regarding AML/Financial Crimes
Assist in ad-hoc projects or other audits of group entities

Requirements

3-5 years of experience (either at a consulting firm or through an internal audit program at a financial institution)
Ability to identify gaps in controls at the macro level
CPA certification is a plus
Experience planning audit engagements (using a risk-based approach), including coordinating efforts with independent third parties and audits of other subject matter teams
Excellent communication skills, including the ability to communicate opinions and identified issues in a clear and concise manner
Capable of performing data analytical tasks

Company Benefits & Perks

Competitive salary, annual performance-based bonus and stock grant
Retirement plan 401(k) with a competitive company match
Excellent health and wellnessbenefits, including medical, dental, and vision benefits. Company paid medical healthcare premium.
Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
Paid time off and a generous parental leave policy
Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snack
Corporate events, including team outings, dinners, volunteer activities and company sports teams
Education reimbursement and learning opportunities
Modern offices with multi-monitor setups

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